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Sample audit program - The audit of SIP grants - CPA Australia

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Sample audit program - The audit of SIP grants - CPA Australia

The Audit of SIP Grants Audit & Assurance Centre of Excellence The auditor is required to develop an understanding of the Entity’s accounting systems and

http://www.cpaaustralia.com.au/~/media/Corporate/AllFiles/Document/professional-resources/practice-management/sample-audit-programs-manual.pdf

Date added: September 23, 2013 - Views: 19

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SAMPLE HR AUDIT CHECKLIST - Colorado nonprofit s

SAMPLE HR AUDIT CHECKLIST Created by: Sensible Human Resources Consulting LLC 303-722-8525 368 South Washington Denver, CO 80209 fax: 303-722-0706 [email protected]

http://www.coloradononprofits.org/wp-content/uploads/SAMPLEHRAuditChecklist.pdf

Date added: November 25, 2012 - Views: 457

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11010 - Audit Program - Billing - Defense Contract Audit Agency

Master Document – Audit Program 1 of 29 . Activity Code 11010 Billing Audit Version 1.9 dated June 2014 Audit Specific Independence Determination

http://www.dcaa.mil/sap/11010_AP_NA.pdf

Date added: May 17, 2012 - Views: 36

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BPM Audit Questionnaire Sample - McCormick PCS

Facility/Property Management Audit Program - Guide to Opportunity Column 1 Questions for Client Staff Column 2 Guide to Recommendations Page 3

http://www.mccormickpcs.com/proficiencies_files/BPM%20Audit%20Questionnaire%20Sample.pdf

Date added: June 10, 2012 - Views: 13

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Contract Program Audit - California Department of ...

AUDIT OF THE . CONTRACT PROGRAM . FOR THE PERIOD JULY 1, 2008 TO JUNE 30, 2010. Department of Developmental Services

http://www.dds.ca.gov/Transparency/docs/DGS_ContractAudit_Final_2010.pdf

Date added: June 22, 2013 - Views: 6

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RE: HITECH EHR Meaningful Use Audit Engagement Letter ...

Audit Engagement Letter & Information Request . Dear Dr. Smith, The Centers for Medicare and Medicaid Services (CMS) has contracted with Figliozzi & Company, CPAs P.C. 1. to conduct meaningful use audits of certified Electronic Health Record

http://www.cms.gov/Regulations-and-Guidance/Legislation/EHRIncentivePrograms/Downloads/SampleAuditLetter.pdf

Date added: April 21, 2013 - Views: 29

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DRAFT Audit Plan Outline DRAFT - PUC - Default

DRAFT – Audit Plan Outline – DRAFT 1 Introduction and Purpose of the Audit Plan This Audit Plan has been developed by the GDS Team as the Pennsylvania Statewide Evaluator

http://www.puc.state.pa.us/electric/pdf/Act129/SWE-Audit%20Plan-Outline-Draft.pdf

Date added: November 1, 2011 - Views: 67

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Audit Program Example Format - ACUIA

ABC Credit Union Internal Audit Department Audit Program for SAFE Act Audit Audit Scope: This audit will focus on compliance with the Secure and Fair Enforcement for

http://www.acuia.org/sites/acuia.org/files/Safe%20Act%20Registration%20Work%20Program.pdf

Date added: December 1, 2012 - Views: 70

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10110 - Audit Program - A133 Audits - DCAA - Defense Contract ...

Master Document – Audit Program . 2 of 68 . Planning Considerations. The auditor is required to test internal control over major programs to ensure that controls are

http://www.dcaa.mil/sap/10110_AP_A-133_Audits.pdf

Date added: January 29, 2012 - Views: 45

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Checklist for an Internal Audit - Home - CRS Technical Resources

The audit report itself should be written in such a way that the identity of all contributors to the findings is protected. Otherwise, it will be increasingly ... The following are four sample scenarios involving the cash reconciliation process. For

http://www.crsprogramquality.org/storage/pubs/microfinance/checklist_internal_audit.pdf

Date added: November 26, 2011 - Views: 592

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SampleAudit Plan Summary for Managed Audit

SampleAudit Plan Summary for Managed Audit XYZ Corporation Reconciliations • Verify and test internal controls • Perform yearly gross income reconciliations

http://www.azdor.gov/LinkClick.aspx?fileticket=_DkW89yluks%3d&tabid=76

Date added: January 29, 2012 - Views: 83

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REVENUE AND RECEIVABLES AUDIT PROGRAM - Perú Virtual S.A ...

Audit Program approved by: I. SCOPE/AUDIT OBJECTIVES: A. ... The sample should be skewed towards high dollar values. Record pertinent information, such as: • Sales Order Number, • Customer, • Quantity, • Lead equipment and/or service

http://www.peruvirtual.net/finreporting/SelectionofAuditprograms/Revenue%20Receivables%20Audit%20Program.pdf

Date added: April 22, 2012 - Views: 38

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SAMPLE AUDIT REPORT - Financial Standards Group

SAMPLE AUDIT REPORT SAMPLE CREDIT UNION REPORT ON OPERATIONS AS OF AUDIT DATE -Internal Use Only- Page 3 of 21 The Credit Union suffered a decline in its loan portfolio.

http://financialstandardsgroup.com/Sample%20Audit/SampleAudit.pdf

Date added: October 27, 2011 - Views: 249

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Depart ment of Internal Audit - Virginia Tech

program is ranked 16th in terms of reputation as reported by deans of other institutions. The College ranks ninth in number of bachelor’s degrees awarded, 13th in master’s degrees, ... Sample Audit Report Author: Mel Bowles Created Date:

http://www.bov.vt.edu/minutes/05-06-13minutes/attach_z_050613.pdf

Date added: October 18, 2011 - Views: 284

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QMS15-A: Assessments: Laboratory Internal Audit Program ...

December 2013 QMS15-A Assessments: Laboratory Internal Audit Program; Approved Guideline This document provides guidance for how a laboratory can establish

http://shopping.netsuite.com/c.1253739/site/Sample_pdf/QMS15A_sample.pdf

Date added: February 12, 2014 - Views: 3

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Audit Sampling - AICPA - American Institute of CPAs

Audit Sampling 2071 of incorrect acceptance for the substantive tests of details increases and, thus, the smaller the required sample size for the substantive tests of details.

http://www.aicpa.org/Research/Standards/AuditAttest/DownloadableDocuments/AU-00350.pdf

Date added: October 8, 2011 - Views: 246

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STATIONARY SOURCE AUDIT SAMPLE PROGRAM [VOLUME 1, MODULE 3 ...

stationary source audit sample program [volume 1, module 3] general requirements for participation in the tni stationary source audit sample

http://www.epa.gov/ttn/emc/participants.pdf

Date added: April 1, 2012 - Views: 6

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MANUAL AUDIT SAMPLING - Multistate Tax Commission

Page 1 of 15 MANUAL AUDIT SAMPLING Sampling is the application of an audit procedure to less than 100% of the items within an account balance or

http://www.mtc.gov/uploadedFiles/Multistate_Tax_Commission/Audit_Program/Links/auditsamplingmanuals.pdf

Date added: January 21, 2012 - Views: 59

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SAMPLE AUDIT REPORT FORM

SAMPLE AUDIT REPORT FORM Assn #: _____ Assn Name: _____ State: _____ The purpose of this form is to notify the association board and members that the association has

http://usbcongress.http.internapcdn.net/usbcongress/bowl/associations/pdfs/auditReportForm.pdf

Date added: October 27, 2011 - Views: 576

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340B Compliance Self Assessment Self Audit Process for DSH

340B Compliance Self-Assessment: Self-Audit Process A Sample Self- Audit Process for DSHs . Purpose: The purpose of this tool is to provide a sample internal audit process to assist participating DSH

https://docs.340bpvp.com/documents/public/resourcecenter/DSH_340B_Compliance_SelfAssessment_DataTransactions.pdf

Date added: June 17, 2013 - Views: 8

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Audit Program for Accounts Payable and Purchases

Audit Program for Accounts Payable and Purchases Legal Company Name Client: Balance Sheet Date: Instructions: The auditor should refer to the audit planning documentation to gain an understanding of the financial reporting system and the planned extent of testing

http://monicpa.mn/pdf/auditeng/AP%2050%20Accounts%20Payable%20and%20Purchases.pdf

Date added: April 7, 2014 - Views: 2

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Sample Compliance Program - Home - Hcma, Inc - Revenue …

Sample Healthcare Compliance Program 1. Introduction COMPANY is committed to establishing and maintaining an effective compliance program in accordance with the compliance program guidance published by the Office of Inspector General, U.S. Department of Health and

http://hcma-consulting.com/resources/Sample+Compliance+Program.pdf

Date added: February 8, 2012 - Views: 11

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INTERNAL AUDIT MANUAL - University of San Francisco

Internal Audit Manual Page 6 of 33 • Maintain a current knowledge of legislative and regulatory proposals which have the ability to effect the University’s tax-exempt status;

http://usf.usfca.edu/internalaudit/pdf/USF_%20IAManual.pdf

Date added: November 15, 2011 - Views: 218

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SAMPLE WORKPAPERS CREDIT UNION NAME SUPERVISORY COMMITTEE ...

These sample work-papers may be used as a guide in completing the audit programs and need not be filed with the report. SAMPLE WORKPAPERS CREDIT UNION NAME

http://www.idfpr.com/dfi/cud/pdfs/Workbook.pdf

Date added: February 28, 2012 - Views: 96

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Conducting an HR Audit - Welcome to IPMA-HR | IPMA-HR

Sample Audit Questions . Exhibits 1-3, following, provide examples of the kinds of questions that can be asked to determine the ... SAMPLE HR AUDIT PROGRAM . Milwaukee County . An Audit of the Department of Human Resources’ Role in the Hiring Process . 50

http://ipma-hr.org/sites/default/files/pdf/hrcenter/HR%20Audit.pdf

Date added: July 12, 2013 - Views: 101

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Part I, General Audit Program - Energy

The following General Audit Program provides requirements and guidance for independent audit organizations in conducting program compliance audits of for-profit recipients and subrecipients of federal financial assistance from the Department of Energy (DOE).

http://energy.gov/sites/prod/files/For-Profit_Audit_Guidance_Part_I.pdf

Date added: March 20, 2012 - Views: 40

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Safety Audit Checklists - OSHAcademy | Free Online OSHA ...

Safety Management System (SMS) Audit The sample audit and safety inspection checklists contained herein are designed to help you evaluate the quality of your company’s safety management system design and performance.

http://www.oshatrain.org/pdf/audit1.pdf

Date added: December 25, 2011 - Views: 582

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Page 1 of 5 Appendix 1: Sample Audit Agendas - Cisco Systems, Inc

Page 1 of 5 Appendix 1: Sample Audit Agendas Gold/Silver Certification: Cisco Collaborate Services Program, Shared Support Program, SIS or Reseller Support Program

http://www.cisco.com/web/partners/program/certifications/download/appendix1.pdf

Date added: February 15, 2012 - Views: 36

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Effective Internal Audit Planning - ASQ Washington, DC ...

The audit program shall be planned, taking into consideration the status and importance of the processes and areas to be audited, as well as the results of previous audits. The audit criteria, scope, frequency and methods shall be defined.

http://www.asq509.org/ht/a/GetDocumentAction/id/47405

Date added: February 8, 2012 - Views: 113

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Sample Managed Audit Timeline XYZ Corporation

Sample Managed Audit Timeline XYZ Corporation [ Go to Managed Audit Program ] [ Go to Window on State Government ] Estimated Completion Date Action

http://www.window.state.tx.us/taxinfo/map/timeline.pdf

Date added: March 2, 2012 - Views: 10

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Audit programs - OpenTuition

Audit programs Audit program are lists of audit procedures to be performed by audit staff in order to obtain sufficient appropriate evidence. The individual procedures are determined after obtaining an understanding of the accounting

http://opentuition.com/wp-content/blogs.dir/1/files/group-documents/15/1289109176-ISA230AuditDocumentation.pdf

Date added: April 6, 2012 - Views: 37

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Audit Program for Internal Auditors of Churches

audit program is not intended to be and should not be used as a substitute for an external audit conducted by a certified public accountant. ... A sample of cash receipts records should be traced to duplicate deposit slips or bank statements to ascertain

http://www.ctucc.org/resources/pdfs/auditprogramsec10901.pdf

Date added: November 26, 2011 - Views: 35

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Sample questions for a development audit - Joyaux Associates

12-00 Sample questions for a development audit These questions demonstrate the scope of issues you should consider if you want to evaluate your fund development program.

http://www.simonejoyaux.com/downloads/SampleDevelopmentAudit.pdf

Date added: December 10, 2012 - Views: 14

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Appendix A—Illustrative Auditor’s Reports for Program ...

program-specific audit reports as well as a separate Government Auditing Standards report. Appendix A in chapter 4, “Auditor Reporting Requirements and Other Communication Considerations of Government Auditing Stan-

http://www.aicpa.org/interestareas/governmentalauditquality/resources/illustrativeauditorsreports/downloadabledocuments/illustrativeauditorreports_ch14_020112.pdf

Date added: October 23, 2012 - Views: 10

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Internal Audit Policy Manual-9.1 - Seton Hall University

The Internal Audit staff is authorized to conduct a comprehensive internal audit program within the institution and is responsible for keeping the Office of the General Counsel ... which the sample is selected. g) Verify. To prove accuracy. Work Paper Organization a) Indexing.

http://www.shu.edu/offices/upload/InternalAuditPolicyManual-09012009.pdf

Date added: April 13, 2012 - Views: 128

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Sample Maintenance Audit Report - Lifetime Reliability

Sample Maintenance Audit Report.docx Your Company Name Page 1 of 19 Sample Maintenance Audit Report NOTES: 1.0 This sample maintenance audit report and contents is indicative of the coverage and

http://www.lifetime-reliability.com/consulting/maintenance-management/Sample_Maintenance_Audit_Report.pdf

Date added: October 27, 2011 - Views: 258

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MODEL AUDIT PROGRAM - Episcopal Diocese of Western Massachusetts

MODEL AUDIT PROGRAMAUDIT YEAR 2012 . GUIDELINES FOR AUDITORS: ... Again, a sample form is enclosed. You are now ready to begin the audit. A good place to begin is to review the internal controls. To do this, use the Internal Controls

http://www.diocesewma.org/wp-content/uploads/2013/03/Model-Audit-Program-revised-Feb-2013.pdf

Date added: August 23, 2013 - Views: 1

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Example Audit Work Program For Magazine Shrink Analysis

This audit program is only a guide, and is not intended to replace judgment of management or an auditor. ... Audit Sample Selection: Audit sample should: a. Be determined quarterly at the beginning of the month preceding the next audit quarter.

http://i-cmg.com/wp-content/uploads/2008/04/audit_work_program_and_shrink_analysis_attii_3_07.pdf

Date added: October 26, 2011 - Views: 42

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STATIONARY SOURCE AUDIT SAMPLE PROGRAM [VOLUME 1, MODULE 1 ...

stationary source audit sample program [volume 1, module 1] general requirements for stationary source audit sample providers tni standard

http://www.epa.gov/ttn/emc/provider.pdf

Date added: June 24, 2012 - Views: 5

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Audit of the Contract Program: July 1, 2010 thru June 30, 2012

AUDIT OF THE CONTRACT PROGRAM FOR THE PERIOD JULY 1, 2010 TO JUNE 30, 2012 Department of Developmental Services

http://www.dds.ca.gov/Transparency/docs/contractProgramAudit2010_2012.pdf

Date added: June 22, 2013 - Views: 1

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SECTION 1000 AUTHORITY, ORGANIZATION AND PROFESSIONAL STANDARDS

SECTION 2000 INTERNAL AUDIT PROGRAM . 2100 History and Overview . 2200 Customers and Services . ... 2500 Guidelines for Local Audit Oversight Committees . Appendix 2500.1 – Sample Audit Committee Charter . SECTION 3000 INTERNAL AUDIT PROGRAM PLANNING AND REPORTING . 3100 Strategic Plan .

http://www.ucop.edu/ethics-compliance-audit-services/_files/audit/auditmanual.pdf

Date added: November 27, 2012 - Views: 50

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Internet Banking Audit Program - BankersOnline

Internet Banking Audit Program The objectives of this audit are: 1. To gain an understanding of the bank's Internet Banking product line, transaction flow, and settlement

http://www.bankersonline.com/tools/m_ebankingauditprogram.pdf

Date added: November 26, 2011 - Views: 57

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AUDIT SOFTWARE: A REVIEW OF AUDIT PROGRAMS FOR YOUR PRACTICE ...

AUDIT SOFTWARE: A REVIEW OF AUDIT PROGRAMS FOR YOUR PRACTICE AND YOUR CLIENT OPERATIONS 2002 NEW YORK CPA, BUSINESS & TECHNOLOGY SHOW ... SAMPLE PRODUCTS Excel Access Visio Powerpoint Crystal Reports Monarch SQL. SPECIALIZED AUDIT

http://www.itriskmgt.com/downloads/speeches/Aug%202002%20-%20NYSSCPA%20-%20Audit%20Software.pdf

Date added: February 21, 2012 - Views: 26

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Audit Manual Chapter 8 - State Board of Equalization

Audit Program for Bars ..... Appendix A Average Pour Test Procedures ... brand of liquor, the date sample was obtained, the name of the person obtaining the sample, bartender’s name). 6.

http://www.boe.ca.gov/sutax/manuals/am-08.pdf

Date added: December 1, 2011 - Views: 49

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DIVISION OF ACCOUNTS AND REPORTS AUDIT SERVICES TEAM AUDIT ...

DIVISION OF ACCOUNTS AND REPORTS AUDIT SERVICES TEAM AUDIT CHECKLIST AUDIT NOTIFICATION 1. Contact the agency’s financial manager approximately one month in advance of

http://www.da.ks.gov/ar/genacct/Audit/auditchecklist.pdf

Date added: October 6, 2011 - Views: 271

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www.CertifiedForensicLoanAuditors.com SAMPLE AUDIT

program shall be expanded to include Kane, Peoria, and Will counties. The inception date of the expansion of the program as it applies to Kane, ... SAMPLE AUDIT. Title: Forensic Loan Audit Sample Author: Certified Forensic Loan Auditors Subject:

http://www.certifiedforensicloanauditors.com/9.0_audit_sample_112409.pdf

Date added: February 22, 2012 - Views: 44

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EDP General Controls Review Audit Program - CHL Global Associates

Information Technology General Controls Review (IT GC) Audit Program Prepared by: 2012 Internal Audit Work Plan Date Prepared: ... E.8 Select a sample of recent program changes and review the change documentation for compliance with application

http://chlglobalassociates.com/uploads/Example_ITGC_Audit_Pgm_CHL_GA.pdf

Date added: June 6, 2012 - Views: 18

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University of California Audit and Communications Plan

The revised compliance supplement requires this program be audited as part of the A-133 audit ... on a limited sample basis, compliance therewith. We review controls over investments activities, valuations and obtain SAS 70 reports over the

http://regents.universityofcalifornia.edu/regmeet/mar07/a1attach3.pdf

Date added: September 27, 2012 - Views: 57

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2012 Audit Plan - University of Washington

The 2012 Audit Plancontains key in formation on our planned audit activity for calendar year 2012. The plan was based on the results of our annual risk assessment process.

http://f2.washington.edu/audit/sites/default/files/2012%20Audit%20Plan.pdf

Date added: September 16, 2012 - Views: 30

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08 Comprehensive audit program - Texas Department of Insurance

Select sample of legal instruments relating to real property transactions from records maintained by county clerk. a) Select minimum of 10 test instruments for the geographic indices. ... Microsoft Word - 08 Comprehensive audit program.doc

http://www.tdi.texas.gov/title/documents/08_Comprehensive_aud.pdf

Date added: January 31, 2012 - Views: 16